Compliance

Our Risk & Regulation Unit is a vital component in the various processes that involve new and existing business. Focused in maintaining the highest standards in Anti Money Laundering (AML) Controls, this unit interacts with various operational departments, which must apply predetermined controls and procedures on a case by case basis, and refer cases with particular backgrounds for risk assessment.

The main tasks performed by this unit include:

KYC – Know Your Customer.
Institutional Partners KYC.
International Regulations Compliance.
Risk Assessment.
In-House training on AML Controls.
Broker Network training on AML Controls.

Several carriers rely on specific procedures applied by this unit, allowing them to comply with the regulations at their respective jurisdictions. Conceiving this as one of the key factors for a long term business approach, our company takes pride in updating R&R controls and practices in accordance with international regulations.

Complete set of our AML practices and manuals are available upon request to regulators, carriers or general public.